Brokerage Company Violation against Investor in the Stock Exchange (Comparative Study)
Journal of college of Law for Legal and Political Sciences,
2019, Volume 8, Issue issue 30 part 1, Pages 58-93
AbstractThe brokering companies have an important and effective role in the money market for their services to various parties. The Iraqi legislator and the legislator took care to lay down most of the fundamentals that show how these companies work, because they are active in the most vital economic sector in the country. The rules are to regulate the relationship between brokerage companies and investors and determine their respective obligations and to ensure the safe handling of securities in a transparent and competitive manner through the supervision of brokering companies to ensure the safety of the market and its distance from the specter of breach and manipulation resulting from exploitation and inexperience by Ttmaren who deal with the market by those companies. Whose main task is not only to broker brokerage in securities, but also to commit investor awareness, advice and advice. In view of the fact that the Law of the Iraqi Stock Exchange No. 74 of 2004 is a newly created law, its provisions have not kept pace with the international financial markets that have developed in the organization and performance of all aspects of this market.
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